Asset and Equity Group - We are a team of multi-talented and dedicated professionals grounded in the basic principles of excellent promise delivery, customer-centric, teamwork, integrity, responsible citizenry and respect for individuals. We focus on cultivating and maintaining relationships as our core values are probity, Competence and Finessewith over 14 Years of outstanding results.
We are recruiting to fill the position below:
Job Title: Compliance Manager
We are looking for an experienced Compliance Manager to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.
The goal is to preserve the company’s integrity by making sure it stays on a lawful and ethical course.
Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies
Evaluate the efficiency of controls and improve them continuously
Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues
Draft, modify and implement company policies
Collaborate with corporate counsels and HR departments to monitor enforcement of standards and regulations
Assess the business’s future ventures to identify possible compliance risks
Review the work of colleagues when necessary to identify compliance issues and provide advice or training
Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
Prepare reports for senior management and external regulatory bodies as appropriate
B.Sc / BA in Law, Finance, Business Administration or related field
Minimum of 5 years experience in management/ senior executive position in compliance.
Proven experience as compliance manager
Experience in Asset Management, Private Equity, Banking is a must.
Must be SEC Sponsored
In-depth knowledge of the industry’s standards and regulations
Excellent knowledge of reporting procedures and record-keeping
A business acumen partnered with a dedication to legality
Methodical and diligent with outstanding planning abilities
An analytical mind able to “see” the complexities of procedures and regulations
Excellent communication skills
Certified compliance professional is a plus
How to Apply
Interested and qualified candidates should send an updated CV to: email@example.com using the "Job title" as the subject of the email.